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Introduction

Bourne Financial's legal partners are one of the leading European legal practices in the Financial Services field. They can offer our members a thorough and personal service of dedicated and unrivalled advice covering a wide range of legal matters including:

• Company registration

  • For members requiring initial establishment and registration.

• Corporate Development

  • All members are offered a personal approach to dealing with the legal necessities at each stage of their company’s development, in order to help their business grow.

• Trading, clearing and settlement systems

  • The establishment of an investment business presents legal challenges at every stage of development. Solutions would be provided to complex problems within the fields of clearing, processing and settlement.

• Compliance Support

  • In addition to our in-house consultants, Our legal partners offer excellent services for handling complex legal cases that develop out of regulatory issues.
    
    They are pre-eminent in this field and have wide experience of advising on FSA enforcement cases.

• Alternative investments

  • Our legal partners have a deep understanding of the alternative investment market.  They can help members who develop ideas for alternative investments with the necessary legal advice to bring each new product speedily to market.

• Derivatives

  • The market for derivatives has undergone enormous development in recent years.  Our legal partners have vital experience in derivatives and can provide the necessary legal advice to investment firms wishing to operate in this field.

• Investment funds and products

  • All investment businesses advising on or marketing investment firms and products need to be extremely careful when identifying suitable customers, keeping detailed supporting documentation, and assessing the suitability of arrangements.
    
    Much of this work requires legal support and our legal partners experience is invaluable with such funds and products.

• Regulatory Defence

  • In the field of regulation, investment firms always face the threat of FSA discipline and the need to handle serious customers complaints.  Where such matters arise, it is essential that members consider using our legal partners knowledge and experience.

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